Chardan Capital Markets, LLC

2019

SPAC IPO Date Role Deal Size ($MM) Share Book-Runner Credit ($MM) Volume Sold ($MM)
Health Sciences Acquisitions Corporation 5/10/2019 joint book-running manager 115.0 1/2 57.5 70.0
B. Riley Principal Merger Corp. 4/9/2019 143.8 0.0
8i Enterprises Acquisition Corp 3/28/2019 book-running manager 57.5 1 57.5 49.4
Monocle Acquisition Corporation 2/7/2019 joint book-running manager 172.5 1/2 86.3 30.0
Wealthbridge Acquisition Limited 2/6/2019 book-running manager 57.5 1 57.5 48.8
258.8 198.1

2018

SPAC IPO Date Role Deal Size ($MM) Share Book-Runner Credit ($MM) Volume Sold ($MM)
Chardan Healthcare Acquisition Corp. 12/14/2018 book-running manager 70.0 1 70.0 69.7
Alberton Acquisition Corporation 10/24/2018 book-running manager 114.9 1 114.9 100.0
ARYA Sciences Acquisition Corp. 10/5/2018 143.8 25.0
ChaSerg Technology Acquisition Corp. 10/5/2018 220.0 45.0
EdtechX Holdings Acquisition Corp. 10/5/2018 joint book-running manager 63.3 1/2 31.6 27.5
Megalith Financial Acquisition Corp. 8/24/2018 book-running manager 169.3 1 169.3 105.0
Tottenham Acquisition I Limited 8/2/2018 book-running manager 46.0 1 46.0 36.0
Greenland Acquisition Corporation 7/25/2018 book-running manager 44.0 1 44.0 36.0
Allegro Merger Corp. 7/3/2018 149.5 29.3
Thunder Bridge Acquisition, Ltd. 6/19/2018 258.0 45.0
Trident Acquisitions Corp. 5/30/2018 book-running manager 201.3 1 201.3 163.0
VectoIQ Acquisition Corp. 5/16/2018 joint book-running manager 230.0 1/2 115.0 35.0
Tiberius Acquisition Corporation 3/16/2018 172.5 30.0
Opes Acquisition Corp. 3/14/2018 115.0 10.0
Mudrick Capital Acquisition Corporation 2/8/2018 208.0 10.0
792.0 766.4

2017

SPAC IPO Date Role Deal Size ($MM) Share Book-Runner Credit ($MM) Volume Sold ($MM)
GigCapital, Inc. 12/8/2017 joint book-running manager 143.8 1/2 71.9 18.8
CM Seven Star Acquisition Corporation 10/26/2017 206.4 12.0
Black Ridge Acquisition Corp. 10/5/2017 138.0 10.0
I-AM Capital Acquisition Company 8/18/2017 52.0 10.0
Atlantic Acquisition Corp. 8/9/2017 book-running manager 44.3 1 44.3 11.0
Pensare Acquisition Corp. 7/27/2017 310.5 10.0
Constellation Alpha Capital Corp. 6/20/2017 143.8 10.0
Bison Capital Acquisition Corp. 6/20/2017 60.4 5.0
KBL Merger Corp. IV 6/2/2017 115.0 4.4
Forum Merger Corporation 4/7/2017 172.5 10.0
116.1 101.1

2016

SPAC IPO Date Role Deal Size ($MM) Share Book-Runner Credit ($MM) Volume Sold ($MM)
M I Acquisitions, Inc. 9/14/2016 book-running manager 53.1 1 53.1 10.0
Stellar Acquisition III Inc. 8/19/2016 69.0 8.1
M III Acquisition Corp. 7/7/2016 150.0 7.0
KLR Energy Acquisition Corp. 3/11/2016 81.9 5.0
Jensyn Acquisition Corp. 3/3/2016 book-running manager 39.0 1 39.0 8.5
92.1 38.6

Credit for Book-Runner Credit ($MM) is based on the total amount of the offering sold, including over-allotment. Full credit is awarded to the sole book-running manager or split equally among joint book-running managers.