| Rank | Underwriter | Bookrunner Volume ($MM) |
Bookrunner Count |
% Share | Volume Sold ($MM) |
Deal Count |
|---|---|---|---|---|---|---|
| 1 | Credit Suisse | 11,079.2 | 31 | 18.90% | 10,678.1 | 31 |
| 2 | Citigroup | 7,707.0 | 27 | 13.14% | 6,945.1 | 27 |
| 3 | Goldman Sachs | 6,561.7 | 25 | 11.19% | 6,009.3 | 25 |
| 4 | Jefferies | 4,752.8 | 18 | 8.11% | 4,033.0 | 18 |
| 5 | UBS | 4,517.1 | 18 | 7.70% | 4,138.5 | 18 |
| 6 | Deutsche Bank | 3,034.0 | 18 | 5.17% | 3,357.4 | 19 |
| 7 | Morgan Stanley | 2,980.2 | 13 | 5.08% | 2,081.1 | 13 |
| 8 | Cantor Fitzgerald | 2,957.4 | 12 | 5.04% | 2,629.2 | 12 |
| 9 | BofA Securities | 2,591.5 | 12 | 4.42% | 1,884.9 | 12 |
| 10 | JP Morgan | 2,515.9 | 10 | 4.29% | 2,132.1 | 10 |
| 11 | Barclays | 1,389.3 | 10 | 2.37% | 1,110.0 | 10 |
| 12 | Cowen | 1,033.7 | 6 | 1.76% | 845.7 | 6 |
| 13 | EarlyBirdCapital | 877.0 | 6 | 1.50% | 736.5 | 10 |
| 14 | BTIG | 798.2 | 5 | 1.36% | 646.9 | 8 |
| 15 | Mizuho | 645.0 | 2 | 1.10% | 478.8 | 2 |
| 16 | Wells Fargo | 585.0 | 3 | 1.00% | 495.0 | 3 |
| 17 | B. Riley FBR | 547.5 | 3 | 0.93% | 568.5 | 13 |
| 18 | Stifel Nicolaus | 496.6 | 4 | 0.85% | 268.7 | 4 |
| 19 | RBC Capital Markets | 463.0 | 3 | 0.79% | 264.0 | 3 |
| 20 | Chardan | 439.4 | 6 | 0.75% | 426.5 | 6 |
| 21 | Evercore | 414.0 | 1 | 0.71% | 334.8 | 1 |
| 22 | I-Bankers Securities | 388.0 | 3 | 0.66% | 397.6 | 13 |
| 23 | Raymond James | 259.7 | 2 | 0.44% | 250.0 | 2 |
| 24 | PJT Partners | 225.0 | 1 | 0.38% | 80.0 | 1 |
| 25 | Nomura | 215.0 | 2 | 0.37% | 257.0 | 3 |
| 26 | Oppenheimer | 200.0 | 2 | 0.34% | 148.0 | 2 |
| 27 | Imperial Capital | 172.5 | 1 | 0.29% | 120.0 | 1 |
| 28 | SVB Leerink | 166.8 | 1 | 0.28% | 172.0 | 2 |
| 29 | Maxim | 145.2 | 2 | 0.25% | 165.0 | 3 |
| 30 | Piper Sandler & Co. | 118.9 | 1 | 0.20% | 202.5 | 1 |
| 31 | ThinkEquity | 118.9 | 1 | 0.20% | 22.5 | 1 |
| 32 | Ladenburg Thalmann | 76.4 | 2 | 0.13% | 131.5 | 5 |
| 33 | JMP Securities | 48.9 | 1 | 0.08% | 19.1 | 1 |
| 34 | Roth Capital Partners | 38.3 | 1 | 0.07% | 37.5 | 1 |
| 35 | Craig-Hallum Capital Group | 38.3 | 1 | 0.07% | 37.5 | 1 |
| 36 | LifeSci Capital LLC | 36.4 | 1 | 0.06% | 20.0 | 1 |
| 37 | Odeon Capital Group | 0.0 | 0 | 0.00% | 240.5 | 5 |
| 38 | Siebert Williams Shank | 0.0 | 0 | 0.00% | 190.5 | 8 |
| 39 | Loop Capital Markets | 0.0 | 0 | 0.00% | 189.5 | 7 |
| 40 | CastleOak Securities | 0.0 | 0 | 0.00% | 151.0 | 2 |
| 41 | Samuel A. Ramirez & Company | 0.0 | 0 | 0.00% | 150.0 | 2 |
| 42 | Apollo Global Securities | 0.0 | 0 | 0.00% | 150.0 | 1 |
| 43 | Academy Securities | 0.0 | 0 | 0.00% | 109.5 | 7 |
| 44 | Macquarie | 0.0 | 0 | 0.00% | 90.0 | 2 |
| 45 | Roberts and Ryan Investments | 0.0 | 0 | 0.00% | 86.5 | 4 |
| 46 | Northland Capital Markets | 0.0 | 0 | 0.00% | 78.0 | 6 |
| 47 | C.L. King & Associates | 0.0 | 0 | 0.00% | 72.0 | 1 |
| 48 | Moelis | 0.0 | 0 | 0.00% | 45.0 | 1 |
| 49 | Ingalls & Snyder | 0.0 | 0 | 0.00% | 44.5 | 4 |
| 50 | Blaylock Van | 0.0 | 0 | 0.00% | 32.5 | 3 |
| 51 | Tigress Financial Partners | 0.0 | 0 | 0.00% | 29.5 | 3 |
| 52 | Baird | 0.0 | 0 | 0.00% | 27.0 | 2 |
| 53 | BMO Capital Markets | 0.0 | 0 | 0.00% | 25.0 | 1 |
| 54 | Drexel Hamilton | 0.0 | 0 | 0.00% | 24.5 | 4 |
| 55 | Natixis | 0.0 | 0 | 0.00% | 18.0 | 1 |
| 56 | AmeriVet Securities | 0.0 | 0 | 0.00% | 15.0 | 2 |
| 57 | Needham | 0.0 | 0 | 0.00% | 12.0 | 1 |
| 58 | R. Seelaus | 0.0 | 0 | 0.00% | 8.0 | 3 |
| 59 | Tudor, Pickering, Holt & Co. | 0.0 | 0 | 0.00% | 7.5 | 1 |
| 60 | Siebert Williams Shank & Co., LLC | 0.0 | 0 | 0.00% | 2.0 | 2 |
| 61 | Cabrera Capital Markets | 0.0 | 0 | 0.00% | 1.0 | 1 |
| 62 | C.L. King & Associates, Inc. | 0.0 | 0 | 0.00% | 1.0 | 1 |
| 63 | Brookline Capital Markets | 0.0 | 0 | 0.00% | 0.0 | 1 |
Credit for Bookrunner Volume ($MM) is based on the total amount of the offering sold, including over-allotment. Full credit is awarded to the sole book-runner or split equally among joint book-runners.