Underwriter League Tables

2019 Q4
Rank Underwriter Bookrunner
Volume ($MM)
Bookrunner
Count
% Share Volume
Sold ($MM)
Deal
Count
1 Cantor Fitzgerald & Co. 3,075.7 14 22.61% 2,573.6 14
2 Credit Suisse Securities (USA) LLC 1,446.2 9 10.63% 1,286.2 9
3 Deutsche Bank Securities Inc. 1,413.4 8 10.39% 1,270.0 8
4 Citigroup Global Markets Inc. 1,136.4 4 8.36% 960.0 4
5 Goldman, Sachs & Co. 893.5 6 6.57% 864.8 6
6 EarlyBirdCapital, Inc. 883.3 6 6.49% 632.0 7
7 BTIG, LLC 782.6 4 5.75% 729.9 7
8 UBS Securities LLC 609.5 4 4.48% 498.8 4
9 B. Riley FBR, Inc. 546.3 3 4.02% 556.0 7
10 Jefferies LLC 488.8 2 3.59% 395.0 2
11 Barclays Capital Inc. 332.0 3 2.44% 301.3 3
12 Chardan Capital Markets, LLC 303.2 5 2.23% 238.1 6
13 Morgan Stanley & Co. LLC 272.5 2 2.00% 241.7 2
14 Merrill Lynch, Pierce, Fenner & Smith Inc. 268.8 2 1.98% 194.0 2
15 J.P. Morgan Securities LLC 191.7 2 1.41% 166.7 2
16 I-Bankers Securities, Inc. 172.5 2 1.27% 239.2 14
17 Nomura Securities International, Inc. 150.1 1 1.10% 159.5 1
18 Stifel, Nicolaus & Company, Inc. 150.1 1 1.10% 111.9 2
19 Cowen and Company, LLC 140.3 2 1.03% 190.0 2
20 Maxim Group LLC 103.5 2 0.76% 90.0 2
21 Northland Capital Markets 86.3 1 0.63% 109.9 4
22 Craig-Hallum Capital Group LLC 54.0 1 0.40% 30.0 1
23 BMO Capital Markets Corp. 50.0 1 0.37% 55.0 1
24 SVB Leerink LLC 50.0 1 0.37% 45.0 1
25 Ladenburg Thalmann & Co. Inc. 0.0 0 0.00% 88.0 4
26 Tudor, Pickering, Holt & Co. Securities, Inc. 0.0 0 0.00% 15.0 1
27 RBC Capital Markets, LLC 0.0 0 0.00% 15.0 1
28 EXOS Securities, LLC 0.0 0 0.00% 13.1 1
29 Ingalls & Snyder LLC 0.0 0 0.00% 9.5 1
30 Arcadia Securities, LLC 0.0 0 0.00% 4.4 1
31 Odeon Capital Group LLC 0.0 0 0.00% 3.9 1
32 Brookline Capital Markets 0.0 0 0.00% 1.9 2

Credit for Bookrunner Volume ($MM) is based on the total amount of the offering sold, including over-allotment. Full credit is awarded to the sole book-runner or split equally among joint book-runners.