Underwriter League Tables

2019 Q3
Rank Underwriter Bookrunner
Volume ($MM)
Bookrunner
Count
% Share Volume
Sold ($MM)
Deal
Count
1 Cantor Fitzgerald & Co. 2,825.7 13 21.72% 2,353.6 13
2 Credit Suisse Securities (USA) LLC 1,446.2 9 11.11% 1,286.2 9
3 Deutsche Bank Securities Inc. 1,413.4 8 10.86% 1,270.0 8
4 Citigroup Global Markets Inc. 1,136.4 4 8.73% 960.0 4
5 Goldman, Sachs & Co. 893.5 6 6.87% 864.8 6
6 EarlyBirdCapital, Inc. 802.8 5 6.17% 562.0 6
7 BTIG, LLC 782.6 4 6.01% 729.9 7
8 B. Riley FBR, Inc. 546.3 3 4.20% 556.0 7
9 Jefferies LLC 488.8 2 3.76% 395.0 2
10 UBS Securities LLC 480.2 3 3.69% 363.8 3
11 Chardan Capital Markets, LLC 303.2 5 2.33% 238.1 6
12 Morgan Stanley & Co. LLC 272.5 2 2.09% 241.7 2
13 Merrill Lynch, Pierce, Fenner & Smith Inc. 268.8 2 2.07% 194.0 2
14 Barclays Capital Inc. 202.7 2 1.56% 211.3 2
15 J.P. Morgan Securities LLC 191.7 2 1.47% 166.7 2
16 I-Bankers Securities, Inc. 172.5 2 1.33% 239.2 14
17 Nomura Securities International, Inc. 150.1 1 1.15% 159.5 1
18 Stifel, Nicolaus & Company, Inc. 150.1 1 1.15% 111.9 2
19 Cowen and Company, LLC 140.3 2 1.08% 190.0 2
20 Maxim Group LLC 103.5 2 0.80% 90.0 2
21 Northland Capital Markets 86.3 1 0.66% 94.6 3
22 Craig-Hallum Capital Group LLC 54.0 1 0.42% 30.0 1
23 BMO Capital Markets Corp. 50.0 1 0.38% 55.0 1
24 SVB Leerink LLC 50.0 1 0.38% 45.0 1
25 Ladenburg Thalmann & Co. Inc. 0.0 0 0.00% 88.0 4
26 Northland Securities, Inc. 0.0 0 0.00% 15.3 1
27 Tudor, Pickering, Holt & Co. Securities, Inc. 0.0 0 0.00% 15.0 1
28 RBC Capital Markets, LLC 0.0 0 0.00% 15.0 1
29 EXOS Securities, LLC 0.0 0 0.00% 13.1 1
30 Ingalls & Snyder LLC 0.0 0 0.00% 9.5 1
31 Arcadia Securities, LLC 0.0 0 0.00% 4.4 1
32 Odeon Capital Group LLC 0.0 0 0.00% 3.9 1
33 Brookline Capital Markets 0.0 0 0.00% 1.9 2

Credit for Bookrunner Volume ($MM) is based on the total amount of the offering sold, including over-allotment. Full credit is awarded to the sole book-running manager or split equally among joint book-running managers.