Underwriter League Tables

2019 Q3
Rank Underwriter Bookrunner
Volume ($MM)
Bookrunner
Count
% Share Volume
Sold ($MM)
Deal
Count
1 Cantor Fitzgerald & Co. 2,653.2 12 22.25% 2,203.6 12
2 Deutsche Bank Securities Inc. 1,413.4 8 11.86% 1,270.0 8
3 Credit Suisse Securities (USA) LLC 1,346.2 8 11.29% 1,194.5 8
4 Citigroup Global Markets Inc. 1,136.4 4 9.53% 960.0 4
5 Goldman, Sachs & Co. 893.5 6 7.49% 864.8 6
6 EarlyBirdCapital, Inc. 802.8 5 6.73% 562.0 6
7 BTIG, LLC 495.1 3 4.15% 498.6 6
8 UBS Securities LLC 480.2 3 4.03% 363.8 3
9 Jefferies LLC 466.3 2 3.91% 395.0 2
10 B. Riley FBR, Inc. 396.8 2 3.33% 425.5 5
11 Chardan Capital Markets, LLC 303.2 5 2.54% 238.1 6
12 Merrill Lynch, Pierce, Fenner & Smith Inc. 268.8 2 2.25% 194.0 2
13 Barclays Capital Inc. 202.7 2 1.70% 211.3 2
14 Morgan Stanley & Co. LLC 172.5 1 1.45% 150.0 1
15 Nomura Securities International, Inc. 150.1 1 1.26% 159.5 1
16 Stifel, Nicolaus & Company, Inc. 150.1 1 1.26% 111.9 2
17 Cowen and Company, LLC 140.3 2 1.18% 190.0 2
18 I-Bankers Securities, Inc. 115.0 1 0.96% 171.0 12
19 Maxim Group LLC 103.5 2 0.87% 90.0 2
20 J.P. Morgan Securities LLC 91.7 1 0.77% 75.0 1
21 Northland Capital Markets 86.3 1 0.72% 94.6 3
22 Craig-Hallum Capital Group LLC 54.0 1 0.45% 30.0 1
23 Ladenburg Thalmann & Co. Inc. 0.0 0 0.00% 88.0 4
24 Northland Securities, Inc. 0.0 0 0.00% 15.3 1
25 Tudor, Pickering, Holt & Co. Securities, Inc. 0.0 0 0.00% 15.0 1
26 RBC Capital Markets, LLC 0.0 0 0.00% 15.0 1
27 EXOS Securities, LLC 0.0 0 0.00% 13.1 1
28 Ingalls & Snyder LLC 0.0 0 0.00% 9.5 1
29 Arcadia Securities, LLC 0.0 0 0.00% 4.4 1
30 Odeon Capital Group LLC 0.0 0 0.00% 3.9 1
31 Brookline Capital Markets 0.0 0 0.00% 1.9 2

Credit for Bookrunner Volume ($MM) is based on the total amount of the offering sold, including over-allotment. Full credit is awarded to the sole book-running manager or split equally among joint book-running managers.