Underwriter League Tables

2019 Q1
Rank Underwriter Bookrunner
Volume ($MM)
Bookrunner
Count
% Share Volume
Sold ($MM)
Deal
Count
1 Cantor Fitzgerald & Co. 1,518.2 6 25.65% 1,246.3 6
2 Deutsche Bank Securities Inc. 996.1 5 16.83% 882.5 5
3 Goldman, Sachs & Co. 563.8 4 9.52% 514.8 4
4 Credit Suisse Securities (USA) LLC 402.1 3 6.79% 422.3 3
5 EarlyBirdCapital, Inc. 362.3 2 6.12% 292.0 3
6 Jefferies LLC 316.3 1 5.34% 275.0 1
7 Merrill Lynch, Pierce, Fenner & Smith Inc. 268.8 2 4.54% 194.0 2
8 Chardan Capital Markets, LLC 201.3 3 3.40% 128.1 4
9 BTIG, LLC 150.1 1 2.54% 193.6 3
10 Nomura Securities International, Inc. 150.1 1 2.54% 159.5 1
11 Stifel, Nicolaus & Company, Inc. 150.1 1 2.54% 111.9 2
12 B. Riley FBR, Inc. 143.8 1 2.43% 175.5 3
13 Cowen and Company, LLC 140.3 2 2.37% 190.0 2
14 UBS Securities LLC 135.2 2 2.28% 63.8 2
15 I-Bankers Securities, Inc. 100.0 1 1.69% 103.7 6
16 Northland Capital Markets 86.3 1 1.46% 84.6 2
17 Barclays Capital Inc. 77.7 1 1.31% 101.3 1
18 Chardan Capital Markets LLC 57.5 1 0.97% 70.0 1
19 Craig-Hallum Capital Group LLC 54.0 1 0.91% 30.0 1
20 Maxim Group LLC 46.0 1 0.78% 40.0 1
21 Ingalls & Snyder LLC 0.0 0 0.00% 9.5 1
22 Odeon Capital Group LLC 0.0 0 0.00% 3.9 1
23 Brookline Capital Markets 0.0 0 0.00% 1.9 2
24 Ladenburg Thalmann & Co. Inc 0.0 0 0.00% 0.0 1

Credit for Bookrunner Volume ($MM) is based on the total amount of the offering sold, including over-allotment. Full credit is awarded to the sole book-running manager or split equally among joint book-running managers.