Underwriter League Tables

2019 Q4
Rank Underwriter Bookrunner
Volume ($MM)
Bookrunner
Count
% Share Volume
Sold ($MM)
Deal
Count
1 Credit Suisse Securities (USA) LLC 2,428.0 6 26.52% 2,372.0 6
2 Goldman, Sachs & Co. 1,148.0 4 12.54% 1,010.0 4
3 Citigroup Global Markets Inc. 1,080.0 3 11.80% 1,029.0 3
4 Deutsche Bank Securities Inc. 749.2 4 8.18% 753.0 4
5 BofA Securities, Inc.  588.0 2 6.42% 576.0 2
6 Morgan Stanley & Co. LLC 557.5 3 6.09% 274.0 3
7 UBS Securities LLC 509.7 4 5.57% 324.0 4
8 EarlyBirdCapital, Inc. 341.5 2 3.73% 216.0 4
9 Jefferies LLC 276.7 2 3.02% 216.0 2
10 Chardan Capital Markets, LLC 200.6 3 2.19% 194.5 3
11 Cowen and Company, LLC 180.0 1 1.97% 180.0 1
12 B. Riley FBR, Inc. 175.0 1 1.91% 216.0 6
13 Imperial Capital, LLC 172.5 1 1.88% 120.0 1
14 Cantor Fitzgerald & Co. 150.0 1 1.64% 150.0 1
15 I-Bankers Securities, Inc. 138.0 1 1.51% 119.5 4
16 RBC Capital Markets, LLC 115.0 1 1.26% 75.0 1
17 Nomura Securities International, Inc. 100.0 1 1.09% 147.0 2
18 Oppenheimer & Co. Inc. 100.0 1 1.09% 68.0 1
19 Maxim Group LLC 69.0 1 0.75% 90.0 2
20 Roth Capital Partners 38.3 1 0.42% 37.5 1
21 Craig-Hallum Capital Group 38.3 1 0.42% 37.5 1
22 Ladenburg Thalmann & Co. Inc. 0.0 0 0.00% 57.0 2
23 BTIG, LLC 0.0 0 0.00% 50.0 3
24 Odeon Capital Group LLC 0.0 0 0.00% 30.0 1
25 BMO Capital Markets Corp. 0.0 0 0.00% 25.0 1
26 Ingalls & Snyder LLC 0.0 0 0.00% 8.0 1

Credit for Bookrunner Volume ($MM) is based on the total amount of the offering sold, including over-allotment. Full credit is awarded to the sole book-runner or split equally among joint book-runners.